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Monotonicity and constrained extrema

Read the idea, work independently, then explain what changed.

高二選擇性必修 第二册(A版).pdf · 5.3 · PDF 89 / printed page 84

Revisit first: Derivative rules and domains

TOPIC 01

Monotonicity and constrained extrema

Use derivative sign changes, endpoints and feasible domains to distinguish local extrema from global optima.

What you will be able to explain

  • Use derivative sign changes, endpoints and feasible domains to distinguish local extrema from global optima.
  • Handle parameter boundaries and non-attained bounds.

Candidates need classification

Optimization is a comparison over an allowed set, not just solving an equation.

A derivative root suggests a candidate; nearby signs explain whether direction reverses.

f′<0→f′>0: local minimumf'<0\to f'>0:\ \text{local minimum}
  1. A derivative root suggests a candidate; nearby signs explain whether direction reverses.

    f=x3−kx; f′=3x2−kf=x^3-kx;\ f'=3x^2-k
  2. A derivative root suggests a candidate; nearby signs explain whether direction reverses.

    k>0: x=±k/3; signs +,−,+k>0:\ x=\pm\sqrt{k/3};\ \text{signs }+,-,+

When it applies

  • Closed intervals require both endpoints; open-domain bounds may not be attained.

Counterexample: x³ has derivative zero at zero but keeps increasing; |x| has a minimum at a corner.

  • Sign chart, graph, endpoint-value table and feasible-set inequality.

PREDICT → EXPLORE → EXPLAIN → TRANSFER

Make a prediction, then explore the relationship.

Lesson question: Predict the stationary points of x³−kx for k<0, k=0 and k>0.

Model exploration: predict which displayed result changes with the parameters, check the values, and compare the observation with the lesson question.

There are two local extrema, but only in-range candidates and endpoints determine the interval optimum.-3-46-1.5-23001.523346xf=x³−kx; stationary 駐點 綠/green; endpoints 端點 橙/orange

There are two local extrema, but only in-range candidates and endpoints determine the interval optimum.

Numerical data for the diagram; printable
Candidate inputFunction valueRole
-2-2Endpoint / 端點
-12Local maximum / 局部極大
1-2Endpoint / 端點

Explain: Compare the function with derivative 3x²−k and inspect the signs at the roots.

Transfer: Change the visible interval and explain why a global optimum also needs endpoint comparisons.

Try it. Leave your reasoning visible.

Use one hint at a time. A correction explains what changed, not just the final answer.

Examples 1–3: study a full demonstration; finish a solution from its first step; then choose a method independently before opening the solution. The remaining exercises may continue after class.

01 / Foundation#Worked example

Locate and classify the stationary points of x³−3x.

f=x3−3xf=x^3-3x
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Classify using the derivative signs on adjacent intervals.
Hint 2
Start from this intermediate relation.
f′=3(x−1)(x+1)f'=3(x-1)(x+1)
Worked solution
  1. Classify using the derivative signs on adjacent intervals.

  2. Establish and simplify this mathematical relation.

    f′=3(x−1)(x+1)f'=3(x-1)(x+1)
  3. Establish and simplify this mathematical relation.

    signs: +,−,+; f(−1)=2; f(1)=−2\text{signs: }+,-,+;\ f(-1)=2;\ f(1)=-2
  4. Both roots require a sign-change test.

Local maximum (−1,2); local minimum (1,−2).

Checks and common pitfalls: Both roots require a sign-change test.

Reasoning checklist · self / teacher assessment
  • Classify using the derivative signs on adjacent intervals.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • Both roots require a sign-change test.

Think first. Reveal a hint when the class is ready.

02 / Standard#Worked example

Find the global maximum of x³−3x on [−2,1].

f=x3−3x; −2≤x≤1f=x^3-3x;\ -2\le x\le1

First step provided — complete the reasoning:Compare endpoints and interior stationary values.

  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Compare endpoints and interior stationary values.
Hint 2
Start from this intermediate relation.
f(−2)=−2; f(−1)=2; f(1)=−2f(-2)=-2;\ f(-1)=2;\ f(1)=-2
Worked solution
  1. Compare endpoints and interior stationary values.

  2. Establish and simplify this mathematical relation.

    f(−2)=−2; f(−1)=2; f(1)=−2f(-2)=-2;\ f(-1)=2;\ f(1)=-2
  3. Establish and simplify this mathematical relation.

    max⁡f=2\max f=2
  4. Stationary points alone do not determine a closed-interval maximum.

The requested value is 2.

Checks and common pitfalls: Stationary points alone do not determine a closed-interval maximum.

Think first. Reveal a hint when the class is ready.

03 / Transfer#Worked example

A rectangle has perimeter 20. Find its maximum area and justify the feasible domain.

2x+2y=20; x,y>02x+2y=20;\ x,y>0
  • Both rectangle lengths are positive; degenerate endpoints are excluded.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Eliminate one length and optimize only positive rectangles.
Hint 2
Start from this intermediate relation.
A=x(10−x); 0<x<10; A′=10−2xA=x(10-x);\ 0<x<10;\ A'=10-2x
Worked solution
  1. Eliminate one length and optimize only positive rectangles.

  2. Establish and simplify this mathematical relation.

    A=x(10−x); 0<x<10; A′=10−2xA=x(10-x);\ 0<x<10;\ A'=10-2x
  3. Establish and simplify this mathematical relation.

    x=5; y=5; A=25x=5;\ y=5;\ A=25
  4. The endpoints are degenerate rectangles and are excluded, but the interior optimum is attainable.

The requested value is 25.

Checks and common pitfalls: The endpoints are degenerate rectangles and are excluded, but the interior optimum is attainable.

Think first. Reveal a hint when the class is ready.

04 / Foundation#Your turn

Where is x² decreasing?

f=x2f=x^2
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Use the derivative sign rather than whether x² is positive.
Hint 2
Start from this intermediate relation.
f′=2xf'=2x
Worked solution
  1. Use the derivative sign rather than whether x² is positive.

  2. Establish and simplify this mathematical relation.

    f′=2xf'=2x
  3. Establish and simplify this mathematical relation.

    2x<0  ⟺  x<02x<0\iff x<0
  4. A positive function can decrease.

On (−∞,0).

Checks and common pitfalls: A positive function can decrease.

Reasoning checklist · self / teacher assessment
  • Use the derivative sign rather than whether x² is positive.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • A positive function can decrease.

Think first. Reveal a hint when the class is ready.

05 / Foundation#Your turn

Is zero an extremum of x³?

f=x3f=x^3
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Check signs on both sides of the stationary point.
Hint 2
Start from this intermediate relation.
f′(0)=0f'(0)=0
Worked solution
  1. Check signs on both sides of the stationary point.

  2. Establish and simplify this mathematical relation.

    f′(0)=0f'(0)=0
  3. Establish and simplify this mathematical relation.

    f′(x)=3x2>0 (x≠0)f'(x)=3x^2>0\ (x\ne0)
  4. A zero derivative is necessary for an interior differentiable extremum, not sufficient.

No; f′=3x² is positive on both sides.

Checks and common pitfalls: A zero derivative is necessary for an interior differentiable extremum, not sufficient.

Reasoning checklist · self / teacher assessment
  • Check signs on both sides of the stationary point.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • A zero derivative is necessary for an interior differentiable extremum, not sufficient.

Think first. Reveal a hint when the class is ready.

06 / Foundation#Your turn

Find the minimum of x² on [1,3].

f=x2; 1≤x≤3f=x^2;\ 1\le x\le3
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Recognize the stationary point lies outside the interval.
Hint 2
Start from this intermediate relation.
f′=2x>0 (1≤x≤3)f'=2x>0\ (1\le x\le3)
Worked solution
  1. Recognize the stationary point lies outside the interval.

  2. Establish and simplify this mathematical relation.

    f′=2x>0 (1≤x≤3)f'=2x>0\ (1\le x\le3)
  3. Establish and simplify this mathematical relation.

    min⁡f=f(1)=1\min f=f(1)=1
  4. An endpoint minimum need not have zero derivative.

The requested value is 1.

Checks and common pitfalls: An endpoint minimum need not have zero derivative.

Think first. Reveal a hint when the class is ready.

07 / Foundation#Your turn

For f=x²−4x, find the local minimum value.

f=x2−4xf=x^2-4x
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Solve the first derivative and confirm positive curvature.
Hint 2
Start from this intermediate relation.
f′=2x−4=0  ⟹  x=2; f′′=2f'=2x-4=0\implies x=2;\ f''=2
Worked solution
  1. Solve the first derivative and confirm positive curvature.

  2. Establish and simplify this mathematical relation.

    f′=2x−4=0  ⟹  x=2; f′′=2f'=2x-4=0\implies x=2;\ f''=2
  3. Establish and simplify this mathematical relation.

    f(2)=−4f(2)=-4
  4. The point’s x-coordinate 2 differs from its minimum value −4.

The requested value is -4.

Checks and common pitfalls: The point’s x-coordinate 2 differs from its minimum value −4.

Think first. Reveal a hint when the class is ready.

08 / Standard#Your turn

Explain how |x| can have a minimum at zero despite no derivative there.

f=∣x∣f=|x|
  • A derivative requires equal finite one-sided limits; an extremum itself does not require differentiability.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Use the definition before applying a differentiability-based test.
Hint 2
Start from this intermediate relation.
∣x∣≥0=∣0∣|x|\ge0=|0|
Worked solution
  1. Use the definition before applying a differentiability-based test.

  2. Establish and simplify this mathematical relation.

    ∣x∣≥0=∣0∣|x|\ge0=|0|
  3. Establish and simplify this mathematical relation.

    f′(0) does not existf\prime(0)\text{ does not exist}
  4. The stationary-point test does not cover corners.

|x|≥0 with equality at zero; differentiability is not required by the definition of a minimum.

Checks and common pitfalls: The stationary-point test does not cover corners.

Reasoning checklist · self / teacher assessment
  • Use the definition before applying a differentiability-based test.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • The stationary-point test does not cover corners.

Think first. Reveal a hint when the class is ready.

09 / Standard#Your turn

If f′=(x−1)²(x+2), classify x=−2 and x=1.

f′=(x−1)2(x+2)f'=(x-1)^2(x+2)
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Even-multiplicity factors do not change sign.
Hint 2
Start from this intermediate relation.
sign(f′)=sign(x+2) (x≠1)\text{sign}(f')=\text{sign}(x+2)\ (x\ne1)
Worked solution
  1. Even-multiplicity factors do not change sign.

  2. Establish and simplify this mathematical relation.

    sign(f′)=sign(x+2) (x≠1)\text{sign}(f')=\text{sign}(x+2)\ (x\ne1)
  3. Establish and simplify this mathematical relation.

    at −2:−→+; at 1:+→+\text{at }-2:-\to+;\ \text{at }1:+\to+
  4. A repeated derivative root need not produce an extremum.

−2 is a local minimum; 1 is stationary but not an extremum.

Checks and common pitfalls: A repeated derivative root need not produce an extremum.

Reasoning checklist · self / teacher assessment
  • Even-multiplicity factors do not change sign.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • A repeated derivative root need not produce an extremum.

Think first. Reveal a hint when the class is ready.

10 / Standard#Your turn

Does the local maximum of x³−3x give a global maximum on all real numbers?

f=x3−3xf=x^3-3x
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Compare the local behavior with unbounded-domain behavior.
Hint 2
Start from this intermediate relation.
f(−1)=2f(-1)=2
Worked solution
  1. Compare the local behavior with unbounded-domain behavior.

  2. Establish and simplify this mathematical relation.

    f(−1)=2f(-1)=2
  3. Establish and simplify this mathematical relation.

    lim⁡x→+∞(x3−3x)=+∞\lim_{x\to+\infty}(x^3-3x)=+\infty
  4. Local extremum and global optimum are different claims.

No: f(x)→∞ as x→∞.

Checks and common pitfalls: Local extremum and global optimum are different claims.

Reasoning checklist · self / teacher assessment
  • Compare the local behavior with unbounded-domain behavior.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • Local extremum and global optimum are different claims.

Think first. Reveal a hint when the class is ready.

11 / Standard#Your turn

For f=x⁴, does f″(0)=0 prevent zero being a minimum?

f=x4f=x^4
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
When the second-derivative test is inconclusive, return to signs or the definition.
Hint 2
Start from this intermediate relation.
f′′(0)=0; f′=4x3f''(0)=0;\ f'=4x^3
Worked solution
  1. When the second-derivative test is inconclusive, return to signs or the definition.

  2. Establish and simplify this mathematical relation.

    f′′(0)=0; f′=4x3f''(0)=0;\ f'=4x^3
  3. Establish and simplify this mathematical relation.

    x4≥0=f(0)x^4\ge0=f(0)
  4. Zero second derivative means inconclusive, not no extremum.

No; x⁴≥0, and f′ changes from negative to positive.

Checks and common pitfalls: Zero second derivative means inconclusive, not no extremum.

Reasoning checklist · self / teacher assessment
  • When the second-derivative test is inconclusive, return to signs or the definition.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • Zero second derivative means inconclusive, not no extremum.

Think first. Reveal a hint when the class is ready.

12 / Transfer#Your turn

For f=x³−kx, determine for which real k it has two distinct local extrema.

f=x3−kxf=x^3-kx
  • Use the stated real domain and distinguish stationary candidates, attained extrema and actual concavity changes.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Separate the number of derivative roots from their sign changes.
Hint 2
Start from this intermediate relation.
f′=3x2−k=0  ⟹  x2=k/3f'=3x^2-k=0\implies x^2=k/3
Worked solution
  1. Separate the number of derivative roots from their sign changes.

  2. Establish and simplify this mathematical relation.

    f′=3x2−k=0  ⟹  x2=k/3f'=3x^2-k=0\implies x^2=k/3
  3. Establish and simplify this mathematical relation.

    k>0: +,−,+; k=0: +,0,+; k<0: f′>0k>0:\ +,-,+;\ k=0:\ +,0,+;\ k<0:\ f\prime>0
  4. Boundary k=0 does not belong to the two-extrema regime.

Exactly k>0. At k=0 there is a stationary non-extremum; at k<0 the function increases everywhere.

Checks and common pitfalls: Boundary k=0 does not belong to the two-extrema regime.

Reasoning checklist · self / teacher assessment
  • Separate the number of derivative roots from their sign changes.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • Boundary k=0 does not belong to the two-extrema regime.

Think first. Reveal a hint when the class is ready.

13 / Transfer#Your turn

Find the supremum of 2x−x² on (0,1). Is it attained?

f=2x−x2; 0<x<1f=2x-x^2;\ 0<x<1
  • The allowed interval is open; its endpoint limit is not an attained value.
Skills and prerequisite lessons

Scope: JM02 · This task uses elementary probability rules or polynomial calculus named in the JAE syllabus.

Working and explanation

BUILD THE REASONING

Hint 1
Use monotonicity and the excluded endpoint limit.
Hint 2
Start from this intermediate relation.
f′=2−2x>0 (0<x<1)f'=2-2x>0\ (0<x<1)
Worked solution
  1. Use monotonicity and the excluded endpoint limit.

  2. Establish and simplify this mathematical relation.

    f′=2−2x>0 (0<x<1)f'=2-2x>0\ (0<x<1)
  3. Establish and simplify this mathematical relation.

    f(x)=1−(x−1)2<1; lim⁡x→1−f(x)=1f(x)=1-(x-1)^2<1;\ \lim_{x\to1^-}f(x)=1
  4. An excluded endpoint limit is not an attained maximum.

Supremum 1, no maximum attained.

Checks and common pitfalls: An excluded endpoint limit is not an attained maximum.

Reasoning checklist · self / teacher assessment
  • Use monotonicity and the excluded endpoint limit.
  • Give the intermediate relations and explain the conclusion with its restrictions.
  • An excluded endpoint limit is not an attained maximum.

Think first. Reveal a hint when the class is ready.

Focus on one question

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    Teacher preparation and assessment

    40-minute lesson

    MinutesFocusTeaching and student action
    5PredictPredict what changes in x³−kx as k crosses zero.
    8Build the ideaSample response: k>0 gives two sign-changing roots; k=0 is a stationary non-extremum.
    10Guided comparisonSample response: for [−2,1], compare −2,2,−2 and choose maximum 2.
    12Independent practice and discussionStudents contrast endpoint, corner and stationary cases before solving the two transfer tasks.
    5Exit and next stepExit: name all candidates and explain why a supremum on an open interval need not be a maximum.

    Question sequence

    • Predict what changes in x³−kx as k crosses zero.
    • Sample response: for [−2,1], compare −2,2,−2 and choose maximum 2.

    Board development

    • Candidates need classification
      f′<0→f′>0: local minimumf'<0\to f'>0:\ \text{local minimum}

    Expected correct and incorrect responses

    • Correct sample: Stationary but no extremum
    • Anticipated wrong response: Local minimum — Calls every stationary point a minimum without checking signs.
    • Anticipated wrong response: 0 — Checks only stationary points and omits interval endpoints.
    • Calling every stationary point an extremum.
    • Reporting a limit at an excluded endpoint as an attained maximum.

    Follow-up questions

    • Follow-up: Compare derivative signs on both sides. Then explain why Local minimum fails.
    • Follow-up: Compare both endpoints and the stationary point. Then explain why 0 fails.
    • Change the visible interval and explain why a global optimum also needs endpoint comparisons.

    Remediation

    • Sample response: k>0 gives two sign-changing roots; k=0 is a stationary non-extremum.
    • Return to the first example, identify the missing condition, then solve one fresh task without viewing its solution.

    Exit check

    • Exit: name all candidates and explain why a supremum on an open interval need not be a maximum.

    Assessment checklist and sample responses

    • Representation and conditions
      On a closed interval I must compare included endpoints with stationary points inside it.
    • Connected mathematical reasoning
      For x³−3x the derivative signs are +,−,+, so the local maximum is (−1,2).
    • Interpretation and boundary check
      On (0,1), 2x−x²<1 but tends to 1: supremum 1, no attained maximum.

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